WINNERS

Thank you to everyone that attended our 2014 Compliance Awards at The Dorchester: we hope you had a wonderful evening. Photos of the event to follow in the next few days.

Special congratulations to all our winners, we were delighted to celebrate your success with you. Thank you again to our sponsors who each year help make the event possible.

The 2014 Award Categories and winners:

2014 Sandro Buttaci Memorial Award for the Young Compliance Officer of the Year

  • Omotola Denloye – Senior Compliance Specialist, MFS Investment Management
  • Pat Fraser – Senior Vice President-Compliance, Citigroup
  • Joe McCaughran – Head of Compliance (UK), IG

WINNER

Omotola Denloye – Senior Compliance Specialist, MFS Investment Management

2014 Most Effective Compliance Training at a Regulated Firm

  • Brendan Leddy & Annabel Heaney – Executive Director & Executive Assistant, UK Compliance, CLS
  • Sarah Garrett & Kirsty Keck – Legal and Compliance Business School Leaders, Nationwide Building Society
  • Lenka Vackova – Compliance Associate, Artisan Partners UK LLP

WINNERS

Sarah Garrett & Kirsty Keck – Legal and Compliance Business School Leaders, Nationwide Building Society
Lenka Vackova – Compliance Associate, Artisan Partners UK LLP

2014 Head of Anti-Money Laundering and Fraud Prevention of the Year

  • Richard Wall – Compliance Officer and Deputy MLRO, Canaccord Genuity
  • Colin Ford – Head of Financial Crime Prevention, Renaissance Capital

WINNER

Colin Ford – Head of Financial Crime Prevention, Renaissance Capital

2014 Money Laundering Reporting Officer of the Year

  • Steve Martin – Fraud Operations Analyst, Virgin Money PLC
  • Dave Hewitt – MLRO, Standard Bank
  • Rob Thornton – AML Officer, Standard Life Investments

WINNER

Rob Thornton – AML Officer, Standard Life Investments

2014 Compliance Personality of the Year

  • Seonaid Mackenzie – CEO, Sturgeon Ventures
  • Omotola Denloye – Senior Compliance Specialist, MFS International (UK), Ltd
  • Robert Quinn – CEO, Robert Quinn Consulting

WINNER

Robert Quinn – CEO, Robert Quinn Consulting

2014 Compliance Officer of the Year

  • Huw Leyshon – Compliance and Risk Officer, Numis Securities Ltd
  • Tersia Tame – Compliance Officer, Kyte Broking Ltd
  • Debbie Marks – Legal Director, Orange
  • Sian Dalrymple – Compliance, Deutsche Bank

WINNER

Debbie Marks – Legal Director, Orange

2014 Chief Compliance Officer of the Year

  • Sonsoles Rubio Reinoso – Chief Compliance Officer, Iberdrola
  • Neil Holland – Head of Risk and Compliance, Atos
  • Teresa Poy – Chief Compliance Officer, Legal & General Investment Management
  • Lisa A. Rodriguez – Chief Compliance Officer & Managing Director, BMO Capital Markets, Europe

WINNER

Lisa A. Rodriguez – Chief Compliance Officer & Managing Director, BMO Capital Markets, Europe

Sponsored by:

2014 Compliance Innovator of the Year

  • Seonaid Mackenzie – CEO, Sturgeon Ventures
  • Karis McLarty – Director, Group Compliance (Legal & Regulatory), TUI Travel PLC
  • Adrian Black – CEO, Contego

WINNER

Karis McLarty – Director, Group Compliance (Legal & Regulatory), TUI Travel PLC

2014 Best Consulting Firm of the Year

  • NRS Regulatory Services Limited
  • Robert Quinn Consulting
  • JW Compliance Limited
  • Financial Services Training Partners (FSTP)

WINNER

Financial Services Training Partners (FSTP)

2014 Best Regulatory Law Firm or Lawyer of the Year

  • Paul Ellison – Partner, Macfarlanes
  • Sam Robinson – Senior Associate, Nabarro
  • Morrison & Foerster LLP
  • Andrew Northage – Partner, Walker Morris

WINNER

Sam Robinson – Senior Associate, Nabarro

2014 Award for Outstanding Long-Term Service to the Compliance Industry

  • Seonaid Mackenzie – CEO, Sturgeon Ventures
  • Rob Hughes – Group Compliance Manager, Standard Life
  • Margaret Chamberlain – Partner, Travers Smith
  • Oliver Ireland – Partner, Morrison & Foerster LLP

WINNER

Margaret Chamberlain – Partner, Travers Smith

10th Annual Compliance Awards
19th November 2014
The Dorchester, London

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